| Symbol | Type | Date | Close Price | Volume |
|---|
| ADVANCED SYSTEMS AUTOMATION | Bearish | 10/1/2009 | 0.025 | 2025000 |
| AEI CORPORATION LTD | Bearish | 10/1/2009 | 0.135 | 1675000 |
| ANNAIK LIMITED | Bearish | 10/1/2009 | 0.15 | 288000 |
| ASIA ENVIRONMENT HOLDINGS LTD | Bearish | 10/1/2009 | 0.29 | 908000 |
| BENG KUANG MARINE LIMITED | Bearish | 10/1/2009 | 0.34 | 12408000 |
| CHEMOIL ENERGY LIMITED | Bearish | 10/1/2009 | 0.545 | 538000 |
| CHINA ANIMAL HEALTHCARE LTD. | Bearish | 10/1/2009 | 0.23 | 8241000 |
| CHINA PAPER HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.215 | 210000 |
| CNA GROUP LTD. | Bearish | 10/1/2009 | 0.32 | 185000 |
| FALCON ENERGY GROUP LIMITED | Bearish | 10/1/2009 | 0.83 | 12603000 |
| FEDERAL INT(2000) LTD | Bearish | 10/1/2009 | 0.26 | 6336000 |
| GEMS TV HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.085 | 4487000 |
| GLOBAL TECH (HLDGS) LIMITED | Bearish | 10/1/2009 | 0.01 | 859000 |
| GLOBAL TESTING CORPORATION LTD | Bearish | 10/1/2009 | 0.1 | 5161000 |
| GUTHRIE GTS LTD | Bearish | 10/1/2009 | 0.37 | 184000 |
| HEALTH MANAGEMENT INTL LTD | Bearish | 10/1/2009 | 0.11 | 170000 |
| HOTUNG INVESTMENT HLDGS LTD | Bearish | 10/1/2009 | 0.115 | 1247000 |
| HUPSTEEL LTD | Bearish | 10/1/2009 | 0.285 | 2591000 |
| IPCO INT'L LIMITED | Bearish | 10/1/2009 | 0.02 | 8196000 |
| JADASON ENTERPRISES LTD | Bearish | 10/1/2009 | 0.09 | 700000 |
| LIFEBRANDZ LTD. | Bearish | 10/1/2009 | 0.01 | 435000 |
| LION ASIAPAC LTD | Bearish | 10/1/2009 | 0.295 | 916000 |
| LOTTVISION LIMITED | Bearish | 10/1/2009 | 0.065 | 539000 |
| LYXOR KOREA 10 | Bearish | 10/1/2009 | 3.95 | 207000 |
| MACQUARIE INT'L INFRA FUND LTD | Bearish | 10/1/2009 | 0.325 | 2265000 |
| MARCO POLO MARINE LTD. | Bearish | 10/1/2009 | 0.505 | 5508000 |
| MEGHMANI ORGANICS LIMITED | Bearish | 10/1/2009 | 0.21 | 250000 |
| MERMAID MARITIME PUBLIC CO LTD | Bearish | 10/1/2009 | 1 | 2389000 |
| METRO HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.715 | 429000 |
| MFS TECHNOLOGY LTD | Bearish | 10/1/2009 | 0.24 | 1351000 |
| MIYOSHI PRECISION LIMITED | Bearish | 10/1/2009 | 0.175 | 3815000 |
| POPULAR HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.18 | 2030000 |
| SHANGHAI TURBO ENTERPRISES LTD | Bearish | 10/1/2009 | 0.06 | 195000 |
| SINOPIPE HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.185 | 1002000 |
| STARHUB LTD | Bearish | 10/1/2009 | 2.03 | 39675000 |
| SYNEAR FOOD HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.355 | 6356000 |
| TIONG WOON CORP HOLDING LTD | Bearish | 10/1/2009 | 0.865 | 6242000 |
| UMS HOLDINGS LIMITED | Bearish | 10/1/2009 | 0.195 | 101000 |
| UNIFIED COMMUNICATIONS HLDGLTD | Bearish | 10/1/2009 | 0.04 | 648000 |
| VAN DER HORST ENERGY LIMITED | Bearish | 10/1/2009 | 0.25 | 6792000 |
| WEE HUR HOLDINGS LTD. | Bearish | 10/1/2009 | 0.59 | 1385000 |
| XPRESS HOLDINGS LTD | Bearish | 10/1/2009 | 0.085 | 4839000 |
| CAPITAMALL TRUST | Bullish | 10/1/2009 | 1.87 | 9198000 |
| CHINA AUTO CORPORATION LTD. | Bullish | 10/1/2009 | 0.09 | 27821000 |
| GLOBAL YELLOW PAGES LIMITED | Bullish | 10/1/2009 | 0.17 | 648000 |
| JARDINE MATHESON HLDGS LTD | Bullish | 10/1/2009 | 32.4 | 368000 |
| SINGAPORE POST LIMITED | Bullish | 10/1/2009 | 0.925 | 3531000 |
| SUNWAY INTL HLDGS LTD | Bullish | 10/1/2009 | 0.045 | 110000 |
| SWING MEDIA TECHNOLOGY GRP LTD | Bullish | 10/1/2009 | 0.07 | 32293000 |
| VIBROPOWER CORPORATION LIMITED | Bullish | 10/1/2009 | 0.055 | 420000 |
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