| Symbol | Type | Date | Close Price | Volume |
|---|
| BH GLOBAL MARINE LIMITED | Bearish | 9/30/2011 | 0.187 | 228000 |
| CHINA ESSENCE GROUP LTD. | Bearish | 9/30/2011 | 0.2 | 115000 |
| CREATIVE MASTER BERMUDA LTD | Bearish | 9/30/2011 | 0.041 | 160000 |
| ECOWISE HOLDINGS LIMITED | Bearish | 9/30/2011 | 0.095 | 281000 |
| ELLIPSIZ LTD | Bearish | 9/30/2011 | 0.097 | 150000 |
| GALLANT VENTURE LTD. | Bearish | 9/30/2011 | 0.275 | 2412000 |
| GLOBAL TECH (HLDGS) LIMITED | Bearish | 9/30/2011 | 0.003 | 150000 |
| HLH GROUP LIMITED | Bearish | 9/30/2011 | 0.014 | 2819000 |
| OTTO MARINE LIMITED | Bearish | 9/30/2011 | 0.135 | 130000 |
| ROTARY ENGINEERING LIMITED | Bearish | 9/30/2011 | 0.585 | 230000 |
| ROWSLEY LTD. | Bearish | 9/30/2011 | 0.055 | 480000 |
| SINGAPORE TECH ENGINEERING LTD | Bearish | 9/30/2011 | 2.81 | 5863000 |
| SINO GRANDNESS FOOD IND GP LTD | Bearish | 9/30/2011 | 0.39 | 856000 |
| UNITED SSE 50 CHINA ETF | Bearish | 9/30/2011 | 1.6 | 247000 |
| WEE HUR HOLDINGS LTD. | Bearish | 9/30/2011 | 0.265 | 1668000 |
| YING LI INTL REAL ESTATE LTD | Bearish | 9/30/2011 | 0.245 | 1107000 |
| YOMA STRATEGIC HOLDINGS LTD | Bearish | 9/30/2011 | 0.07 | 230000 |
| FUNG CHOI MEDIA GROUP LIMITED | Bullish | 9/30/2011 | 0.09 | 415000 |
| HSU FU CHI INTERNATIONAL LTD | Bullish | 9/30/2011 | 4.19 | 766000 |
| HUTCHISON PORT HOLDINGS TRUST | Bullish | 9/30/2011 | 0.675 | 102118000 |
| INNO-PACIFIC HOLDINGS LTD | Bullish | 9/30/2011 | 0.007 | 101000 |
| JARDINE CYCLE & CARRIAGE LTD | Bullish | 9/30/2011 | 41.98 | 676000 |
| KOON HOLDINGS LIMITED | Bullish | 9/30/2011 | 0.24 | 330000 |
| MEIBAN GROUP LTD | Bullish | 9/30/2011 | 0.3 | 1510000 |
| MIRACH ENERGY LIMITED | Bullish | 9/30/2011 | 0.128 | 135000 |
| SARIN TECHNOLOGIES LTD | Bullish | 9/30/2011 | 0.81 | 810000 |
| SYNEAR FOOD HOLDINGS LIMITED | Bullish | 9/30/2011 | 0.145 | 2248000 |
| TIONG SENG HOLDINGS LIMITED | Bullish | 9/30/2011 | 0.185 | 218000 |
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