| Symbol | Type | Date | Close Price | Volume |
|---|
| ARA ASSET MANAGEMENT LIMITED | Bearish | 11/13/2013 | 1.805 | 318000 |
| ASTI HOLDINGS LIMITED | Bearish | 11/13/2013 | 0.066 | 1446000 |
| CHINA FLEXIBLE PACK HLDG LTD | Bearish | 11/13/2013 | 0.03 | 355000 |
| DRAGON GROUP INTL W131209 | Bearish | 11/13/2013 | 0.001 | 12452000 |
| EXCELPOINT TECHNOLOGY LTD | Bearish | 11/13/2013 | 0.092 | 302000 |
| GALLANT VENTURE LTD. | Bearish | 11/13/2013 | 0.27 | 881000 |
| KEPCORP MB ECW140602 | Bearish | 11/13/2013 | 0.054 | 400000 |
| MDR LIMITED W140925 | Bearish | 11/13/2013 | 0.005 | 70203000 |
| METRO HOLDINGS LIMITED | Bearish | 11/13/2013 | 0.835 | 134000 |
| MIDAS HLDGS LIMITED | Bearish | 11/13/2013 | 0.49 | 2997000 |
| NEPTUNE ORIENT LINES LIMITED | Bearish | 11/13/2013 | 1.05 | 1737000 |
| NOBLE GROUP LIMITED | Bearish | 11/13/2013 | 1.05 | 87322000 |
| NOBLE GROUP MB ECW140102 | Bearish | 11/13/2013 | 0.028 | 1000000 |
| OUE HOSPITALITY TRUST | Bearish | 11/13/2013 | 0.87 | 449000 |
| RIVERSTONE HOLDINGS LIMITED | Bearish | 11/13/2013 | 0.725 | 215000 |
| SECOND CHANCE PROPERTIES LTD | Bearish | 11/13/2013 | 0.455 | 392000 |
| SINGTEL | Bearish | 11/13/2013 | 3.76 | 12006000 |
| SPH REIT | Bearish | 11/13/2013 | 0.98 | 478000 |
| SYNEAR FOOD HOLDINGS LIMITED | Bearish | 11/13/2013 | 0.186 | 160000 |
| ASIA POWER CORP LTD | Bullish | 11/13/2013 | 0.106 | 847000 |
| DATAPULSE TECHNOLOGY LIMITED | Bullish | 11/13/2013 | 0.245 | 241000 |
| GAYLIN HOLDINGS LIMITED | Bullish | 11/13/2013 | 0.59 | 640000 |
| HLH GROUP LIMITED | Bullish | 11/13/2013 | 0.021 | 5763000 |
| HWA HONG CORPORATION LIMITED | Bullish | 11/13/2013 | 0.305 | 161000 |
| MDR LIMITED | Bullish | 11/13/2013 | 0.011 | 52389000 |
| Q & M DENTAL GROUP (S) LIMITED | Bullish | 11/13/2013 | 0.315 | 2950000 |
| SIIC ENVIRONMENT HOLDINGS LTD. | Bullish | 11/13/2013 | 0.137 | 7865000 |
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